You are considered a
Professional investor if any one of the following criteria is met:
- You are subscribing on behalf of a firm, corporation, partnership, trust, or association.
- You are using the information in connection with any trade or business activity, rather than for your personal
investment.
- You plan to furnish the information to any other person(s).
- You are a securities broker-dealer, registered representative, investment advisor, investment banker, futures
commission merchant, commodities introducing broker or commodity trading advisor, money manager, member of the
Securities Exchange or Association or Futures Contract market, or any owner, partner, or associated person of the
foregoing.
- You are employed by a bank or an insurance company or an affiliate of either to perform functions related to
securities or commodity futures investment or trading activity.
A professional investor will be required to sign further agreements and will be subject to appropriate additional
Stock Exchange fees.
You are a Non-Professional investor if you do not meet any of the criteria outlined above.
